標(biāo)準(zhǔn)編號:	CNCA C11-05-2014
中文名稱:	強制性產(chǎn)品認(rèn)證實施規(guī)則 機動車?yán)?/td>
英文名稱:	Rules for the Implementation of Compulsory Product Certification - Horns for Motor Vehicles
行業(yè)分類:	CN
發(fā)布日期:	2014-08-21
實施日期:	2015-1-1
標(biāo)準(zhǔn)狀態(tài):	valid
翻譯語言:	英文
文件格式:	PDF
中文字符數(shù):	18000 字
翻譯價格(元):	1800.0
交付時間:	付款后 1 個工作日

0 Introduction The Rules is prepared based on safety risks and certification risks of horn products for motor vehicles and specifies the basic principles and requirements for implementing compulsory product certification on horns for motor vehicles. The Rules shall be used together with the general implementation rules issued by the Certification and Accreditation Administration of the Republic of China (CNCA), e.g., Rules for the Implementation of Compulsory Product Certification - Manufacturing Enterprise Classification Management, Certification Mode Selection and Determination, Rules for the Implementation of Compulsory Product Certification - Utilization of Testing Resources and Other Certification Results of Manufacturing Enterprises and Rules for the Implementation of Compulsory Product Certification - General Requirements for Factory Inspection. The certification authority shall formulate the detailed rules for the implementation of certification in accordance with the requirements of general implementation rules and the Rules, and shall implement these detailed rules together with the general implementation rules and the Rules. Manufacturing enterprises shall ensure that the certified products they manufacture continuously meet the requirements of certification and applicable standards. 1 Application Scope The Rules is applicable to the horn products for Categories M, N, L3, L4 and L5 electrically driven or compressed air-driven motor vehicles. The adjustment of application scope caused by the changes of laws, regulations, relevant product standards, technologies, industrial policies and other factors shall be subject to the announcement issued by CNCA. 2 Certification Standards GB 15742 Performance Requirements and Test Methods of Horn for Motor Vehicles In principle, the latest edition of above standard issued by the administrative department of national standardization shall apply. Other editions of the standard, if required, shall be subject to the CNCA's announcement on applicability to the requirements of relevant standards. 3 Certification Mode Basic certification mode for compulsory certification of horn products for motor vehicles is as follows: Type test + initial factory inspection + post-certification supervision; The post-certification supervision in the above-mentioned basic certification mode refers to one among the three kinds of modes: post-certification follow-up inspection, sampling testing or inspection on production site, and market sampling testing or inspection. The certification authority shall carry out classified management over the manufacturing enterprises according to the requirements of Rules for the Implementation of Compulsory Product Certification - Manufacturing Enterprise Classification Management, Certification Mode Selection and Determination and also appropriately add the combination of various post-certification supervision modes on the basis of basic certification mode in combination with the classified management results, in order to determine the certification mode applicable to the certification client. 4 Certification Unit Division In principle, the horn products for motor vehicles produced by the same producer (manufacturer) in the same manufacturing enterprise (site) and free of significant difference in the following aspects shall be regarded as a certification unit: (1) Operating principle and category; (2) Shape of assembly and quantity of acoustic transmit units; (3) Shape and dimension of diaphragm; (4) Shape or type of sound outlet; (5) Rated sound frequency; (6) Rated voltage/rated air pressure. In principle, the certification client shall propose certification entrustment according to unit division principle. One unit may contain multiple "models (or specifications)" of products. Products of the same model refer to the products having no effect on compliance with standards in design. For the same products with the same producer but different manufacturing enterprises or the products of the same model with different producers but the same manufacturing enterprise, type test may only be conducted on the samples within one unit; and for the products of other manufacturing enterprises/producers, necessary data shall be provided for conformity check. 5 Certification Entrustment 5.1 Proposal and Acceptance of Certification Entrustment The certification client shall propose certification entrustment to the certification authority in a proper manner; the certification authority shall deal with the certification entrustment and feed back the acceptance or unacceptance information according to the time limit requirements in the detailed rules for the implementation of certification. The certification client shall be able to assume the relevant quality and legal liabilities. The certification authority shall not accept relevant certification entrustment not meeting the national laws and regulations and the relevant industrial policies. 5.2 Application Data The certification authority shall define the application data list in the detailed rules for the implementation of certification according to the relevant laws, regulations and standards and the demand of certification implementation, including certification application form or contract, registration certificate of certification client and producer, Description to Horn Products for Motor Vehicles (Annex 1) and Production Conformity Control Plan (prepared according to Annex 2) at minimum. The certification client shall provide the required data according to requirements of application data list in detailed rules for the implementation of certification. The certification authority is in charge of the review, management, preservation and confidentiality of relevant data, and shall inform the certification client of the result of data review. 5.3 Implementation Arrangement The certification authority shall come to an agreement with the certification client upon relevant responsibilities and arrangement in each link of certification implementation, and shall determine the specific certification implementation scheme based on the actual situation and classified management condition of manufacturing enterprise and according to the requirements of the Rules and the detailed rules for the implementation of certification, and shall also inform the certification client of this scheme. 6 Certification Implementation 6.1 Type Test 6.1.1 Type test scheme The certification authority shall prepare the type test scheme after reviewing the data and also inform the certification client of the scheme. The certification client may choose the designated laboratory at discretion. The type test scheme shall include all the sample requirements and quantity, standard test items, laboratory information and the like of type test. 6.1.2 Requirements of type test sample Generally, the certification client shall select and submit representative samples as required by the certification authority for type test; when necessary, the certification authority may otherwise obtain samples by means of site sampling/sealed sample. The certification client shall ensure the conformity between the provided sample and the actual product. The certification authority and/or laboratory shall check the authenticity of sample provided by the certification client. If the laboratory doubts about the sample authenticity, it shall explain the circumstances to the certification authority and take measures correspondingly. The certification authority shall, in the detailed rules for the implementation of certification, define the list of the key parts and raw materials adopted for the product, acceptable compulsory and voluntary product certificates or conditions and specific requirements for type test report according to the relevant requirement documents issued by CNCA. 6.1.3 Type test items The type test items are the applicable mandatory provisions of corresponding standards given in Article 3 of the Rules. 6.1.4 Implementation of type test Type test shall be completed in the laboratory designated by CNCA. The laboratory shall carry out type test on the samples and keep complete record of the whole test process and file the record to guarantee the traceability of the test process and result. In case of any rejected test item, correction is allowed after reason analysis of rejection, and test is carried out again after correction. If retest is needed, the laboratory shall inform the certification authority of the test condition, and the certification authority shall reconfirm the test scheme. 6.1.5 Type Test Report The certification authority shall specify a uniform format of type test report. After the type test is finished, the laboratory shall issue the type test report to certification authority and certification client timely. The certification client shall ensure to provide complete and valid type test report to certification authority and law enforcement authority during post-certification supervision. 6.2 Initial Factory Inspection Initial factory inspection is evaluation carried out by the certification authority to determine whether the production conformity control system of factory meets the certification requirements. It is carried out according to the mode of production conformity control plan review + production conformity factory on-site inspection. Note: The factories in the Rules involve certification clients, producers and manufacturing enterprises. 6.2.1 Basic principles Factory shall establish, implement and continuously maintain its product conformity control system according to the requirements of Annex 2 of the Rules so as to ensure that the certified product continuously meets certification requirements. The certification authority shall carry out compliance inspection on the product conformity control system of factory. In principle, the initial factory inspection shall be completed within one year after type test is passed, otherwise the product type test shall be carried out again.

0 Introduction 1 Application Scope 2 Certification Standards 3 Certification Mode 4 Certification Unit Division 5 Certification Entrustment 5.1 Proposal and Acceptance of Certification Entrustment 5.2 Application Data 5.3 Implementation Arrangement 6 Certification Implementation 6.1 Type Test 6.2 Initial Factory Inspection 6.3 Certification Evaluation and Decision 6.4 Time Limit of Certification 6.5 Service Parts for Off-production Vehicle Type 7 Post-certification Supervision 7.1 Post-certification Follow-up Inspection 7.2 Sample Testing or Inspection on Production Site 7.3 Market Sampling Testing or Inspection 7.4 Frequency and Time of Post-certification Supervision 7.5 Post-certification Supervision Record 7.6 Evaluation of Post-certification Supervision Result 8 Certificate 8.1 Certificate Maintenance 8.2 Certificate Content 8.3 Certificate Alteration 8.4 Cancellation, Suspension and Revocation of Certificate 8.5 Use of Certificate 9 Certification Mark 9.1 Permissible Mark Form 9.2 Requirements for Use 10 Charge 11 Certification Responsibilities 12 Detailed Rules for the Implementation of Certification Annex 1: Description to Horn Products for Motor Vehicles: Annex 2: Production Conformity Requirements Annex 3: Certification Implementation of After-sale Service Parts for Off-production Vehicle Type

0 引言 本規(guī)則基于機動車用喇叭產(chǎn)品的安全風(fēng)險和認(rèn)證風(fēng)險制定，規(guī)定了機 動車用喇叭實施強制性產(chǎn)品認(rèn)證的基本原則和要求。 本規(guī)則與國家認(rèn)監(jiān)委發(fā)布的《強制性產(chǎn)品認(rèn)證實施規(guī)則 生產(chǎn)企業(yè)分 類管理、認(rèn)證模式選擇與確定》、《強制性產(chǎn)品認(rèn)證實施規(guī)則 生產(chǎn)企業(yè)檢 測資源及其他認(rèn)證結(jié)果的利用》、《強制性產(chǎn)品認(rèn)證實施規(guī)則 工廠檢查通 用要求》等通用實施規(guī)則配套使用。 認(rèn)證機構(gòu)應(yīng)依據(jù)通用實施規(guī)則和本規(guī)則要求編制認(rèn)證實施細(xì)則，并配 套通用實施規(guī)則和本規(guī)則共同實施。 生產(chǎn)企業(yè)應(yīng)確保所生產(chǎn)的獲證產(chǎn)品能夠持續(xù)符合認(rèn)證及適用標(biāo)準(zhǔn)要 求。 1 適用范圍 本規(guī)則適用于以電或壓縮空氣驅(qū)動的 M、N、L 3、L4、L5 類機動車用 喇叭產(chǎn)品。 由于法律法規(guī)或相關(guān)產(chǎn)品標(biāo)準(zhǔn)、技術(shù)、產(chǎn)業(yè)政策等因素發(fā)生變化所引 起的適用范圍調(diào)整，應(yīng)以國家認(rèn)監(jiān)委發(fā)布的公告為準(zhǔn)。 2 認(rèn)證依據(jù)標(biāo)準(zhǔn) GB 15742 機動車用喇叭的性能要求及試驗方法 上述標(biāo)準(zhǔn)原則上應(yīng)執(zhí)行國家標(biāo)準(zhǔn)化行政主管部門發(fā)布的最新版本。當(dāng) 需使用標(biāo)準(zhǔn)的其他版本時，則應(yīng)按國家認(rèn)監(jiān)委發(fā)布的適用相關(guān)標(biāo)準(zhǔn)要求的 公告執(zhí)行。 3 認(rèn)證模式 實施機動車用喇叭產(chǎn)品強制性認(rèn)證的基本認(rèn)證模式為： 型式試驗 + 初始工廠檢查 + 獲證后監(jiān)督； 上述基本認(rèn)證模式中的獲證后監(jiān)督是指獲證后的跟蹤檢查、生產(chǎn)現(xiàn)場 抽取樣品檢測或者檢查、市場抽樣檢測或者檢查三種方式之一。 認(rèn)證機構(gòu)應(yīng)按照《強制性產(chǎn)品認(rèn)證實施規(guī)則 生產(chǎn)企業(yè)分類管理、認(rèn) 證模式選擇與確定》的要求對生產(chǎn)企業(yè)實施分類管理，并結(jié)合分類管理結(jié) 果在基本認(rèn)證模式的基礎(chǔ)上酌情增加獲證后監(jiān)督各方式的組合，以確定認(rèn) 證委托人所能適用的認(rèn)證模式。 4 認(rèn)證單元劃分 原則上，同一生產(chǎn)者（制造商）、同一生產(chǎn)企業(yè)（場所）生產(chǎn)的在以 下方面沒有顯著差異的機動車用喇叭產(chǎn)品為一個認(rèn)證單元： (1)工作原理及類別； (2)總成的外形和聲響發(fā)射單元數(shù)量； (3)膜片的形狀和尺寸; (4)聲音出口形狀或種類； (5)額定聲音頻率； (6)額定電壓/額定氣壓。 原則上，認(rèn)證委托人應(yīng)依據(jù)單元劃分原則提出認(rèn)證委托。同一單元中 可包含多個“型號（或規(guī)格）”的產(chǎn)品。同一型號是指在設(shè)計上對標(biāo)準(zhǔn)符 合性沒有影響的產(chǎn)品。 相同生產(chǎn)者、不同生產(chǎn)企業(yè)生產(chǎn)的相同產(chǎn)品，或不同生產(chǎn)者、相同生 產(chǎn)企業(yè)生產(chǎn)的相同型號產(chǎn)品，可考慮僅在一個單元的樣品上進(jìn)行型式試 驗，其他生產(chǎn)企業(yè)/生產(chǎn)者的產(chǎn)品需提供資料進(jìn)行一致性核查。 5 認(rèn)證委托 5.1 認(rèn)證委托的提出與受理 認(rèn)證委托人需以適當(dāng)?shù)姆绞较蛘J(rèn)證機構(gòu)提出認(rèn)證委托，認(rèn)證機構(gòu)應(yīng)對 認(rèn)證委托進(jìn)行處理，并按照認(rèn)證實施細(xì)則中的時限要求反饋受理或不予受 理的信息。 認(rèn)證委托人應(yīng)能夠承擔(dān)相關(guān)質(zhì)量及法律責(zé)任。 不符合國家法律法規(guī)及相關(guān)產(chǎn)業(yè)政策要求時，認(rèn)證機構(gòu)不得受理相關(guān) 認(rèn)證委托。 5.2 申請資料 認(rèn)證機構(gòu)應(yīng)根據(jù)法律法規(guī)、標(biāo)準(zhǔn)及認(rèn)證實施的需要在認(rèn)證實施細(xì)則中 明確申請資料清單，應(yīng)至少包括認(rèn)證申請書或合同、認(rèn)證委托人和生產(chǎn)者 的注冊證明、《機動車用喇叭產(chǎn)品描述》（附件 1）、《生產(chǎn)一致性控制 計劃》（按附件 2 編寫）等。 認(rèn)證委托人應(yīng)按認(rèn)證實施細(xì)則中申請資料清單的要求提供所需資料。 認(rèn)證機構(gòu)負(fù)責(zé)審核、管理、保存、保密有關(guān)資料，并將資料審核結(jié)果告知 認(rèn)證委托人。 5.3 實施安排 認(rèn)證機構(gòu)應(yīng)與認(rèn)證委托人約定雙方在認(rèn)證實施各環(huán)節(jié)中的相關(guān)責(zé)任 和安排，并根據(jù)生產(chǎn)企業(yè)實際和分類管理情況，按照本規(guī)則及認(rèn)證實施細(xì) 則的要求，確定認(rèn)證實施的具體方案并告知認(rèn)證委托人。 6 認(rèn)證實施 6.1 型式試驗 6.1.1 型式試驗方案 認(rèn)證機構(gòu)應(yīng)在進(jìn)行資料審核后制定型式試驗方案，并告知認(rèn)證委托 人。認(rèn)證委托人可自行選擇指定實驗室。 型式試驗方案包括型式試驗的全部樣品要求和數(shù)量、檢測標(biāo)準(zhǔn)項目、 實驗室信息等。 6.1.2 型式試驗樣品要求 通常，型式試驗的樣品由認(rèn)證委托人按認(rèn)證機構(gòu)的要求選送代表性樣 品用于檢測；必要時，認(rèn)證機構(gòu)也可采取現(xiàn)場抽樣/封樣方式獲得樣品。 認(rèn)證委托人應(yīng)保證其所提供的樣品與實際生產(chǎn)產(chǎn)品的一致性。認(rèn)證機 構(gòu)和/或?qū)嶒炇覒?yīng)對認(rèn)證委托人提供樣品的真實性進(jìn)行審查。實驗室對樣品 真實性有疑義的，應(yīng)當(dāng)向認(rèn)證機構(gòu)說明情況，并做出相應(yīng)處理。 認(rèn)證機構(gòu)應(yīng)依據(jù)國家認(rèn)監(jiān)委發(fā)布的相關(guān)規(guī)定文件，在認(rèn)證實施細(xì)則中 明確產(chǎn)品所用關(guān)鍵零部件和原材料清單及可被接受的強制性及自愿性產(chǎn) 品認(rèn)證證書或型式試驗報告的條件和具體要求。 6.1.3 型式試驗檢測項目 型式試驗項目為本規(guī)則第 3 條中相應(yīng)標(biāo)準(zhǔn)適用的強制性條款。 6.1.4 型式試驗的實施 型式試驗應(yīng)在國家認(rèn)監(jiān)委指定的實驗室完成。實驗室對樣品進(jìn)行型式 試驗，并對檢測全過程做出完整記錄并歸檔留存，以保證檢測過程和結(jié)果 的記錄具有可追溯性。 若有試驗項目不合格，允許在對不合格產(chǎn)生原因分析后進(jìn)行整改，整 改完成后重新進(jìn)行試驗。凡需重新試驗的，實驗室須將試驗情況通報認(rèn)證 機構(gòu)，由認(rèn)證機構(gòu)重新確認(rèn)試驗方案。 6.1.5 型式試驗報告 認(rèn)證機構(gòu)應(yīng)規(guī)定統(tǒng)一的型式試驗報告格式。 型式試驗結(jié)束后，實驗室應(yīng)及時向認(rèn)證機構(gòu)、認(rèn)證委托人出具型式試 驗報告。認(rèn)證委托人應(yīng)確保在獲證后監(jiān)督時能夠向認(rèn)證機構(gòu)和執(zhí)法機構(gòu)提 供完整有效的型式試驗報告。 6.2 初始工廠檢查 初始工廠檢查為認(rèn)證機構(gòu)對工廠的生產(chǎn)一致性控制體系能否符合認(rèn) 證要求的評價。按生產(chǎn)一致性控制計劃審查+生產(chǎn)一致性工廠現(xiàn)場檢查方 式進(jìn)行。 注: 本實施規(guī)則中的工廠涉及認(rèn)證委托人、生產(chǎn)者、生產(chǎn)企業(yè)。 6.2.1 基本原則 工廠應(yīng)按照本規(guī)則附件 2 的要求，建立、實施并持續(xù)保持其生產(chǎn)一致 性控制體系，以確保認(rèn)證產(chǎn)品持續(xù)滿足認(rèn)證要求。 認(rèn)證機構(gòu)應(yīng)對工廠的生產(chǎn)一致性控制體系進(jìn)行符合性檢查。初始工廠 檢查原則上應(yīng)在型式試驗合格后一年內(nèi)完成，否則應(yīng)重新進(jìn)行產(chǎn)品型式試 驗。 6.2.2 生產(chǎn)一致性控制計劃審查 工廠應(yīng)按附件 2 的要求制定生產(chǎn)一致性控制計劃，并提交認(rèn)證機構(gòu)進(jìn) 行審查。認(rèn)證機構(gòu)應(yīng)將審查結(jié)果告知工廠。 若生產(chǎn)一致性控制計劃能夠滿足本規(guī)則附件 2 要求的，生產(chǎn)一致性控 制計劃的審查通過。若認(rèn)證機構(gòu)認(rèn)為生產(chǎn)一致性控制計劃不滿足要求，工 廠應(yīng)進(jìn)行整改并重新提交。認(rèn)證機構(gòu)重新審查后將審查結(jié)果告知工廠。 工廠制定的生產(chǎn)一致性控制計劃審查通過后，認(rèn)證機構(gòu)根據(jù)其編制生 產(chǎn)一致性工廠現(xiàn)場檢查方案，方案應(yīng)包括檢查的產(chǎn)品、場地及范圍。 生產(chǎn)一致性控制計劃的審查時間根據(jù)申請認(rèn)證產(chǎn)品的單元數(shù)量確定， 并適當(dāng)考慮生產(chǎn)企業(yè)的生產(chǎn)規(guī)模，一般每個生產(chǎn)企業(yè)為 1~2 個人日。 6.2.3 生產(chǎn)一致性工廠現(xiàn)場檢查 一般情況下，型式試驗合格和生產(chǎn)一致性控制計劃審查合格后，到生 產(chǎn)企業(yè)現(xiàn)場，進(jìn)行生產(chǎn)一致性檢查。 認(rèn)證機構(gòu)應(yīng)當(dāng)委派具有國家注冊資格的強制性產(chǎn)品認(rèn)證檢查員組成 檢查組，對生產(chǎn)企業(yè)進(jìn)行現(xiàn)場檢查。檢查時，生產(chǎn)企業(yè)應(yīng)有委托認(rèn)證的產(chǎn) 品在生產(chǎn)。必要時，認(rèn)證機構(gòu)可到生產(chǎn)企業(yè)以外的場所實施延伸檢查。 工廠現(xiàn)場檢查時間根據(jù)所委托認(rèn)證產(chǎn)品的單元數(shù)量確定，并適當(dāng)考慮 工廠的生產(chǎn)規(guī)模，一般每個工廠為 1～2 人日。 工廠現(xiàn)場檢查時，工廠檢查組應(yīng)在生產(chǎn)線末端或倉庫經(jīng)檢驗合格的產(chǎn) 品中，隨機抽取認(rèn)證產(chǎn)品進(jìn)行包括但不限于下述內(nèi)容的檢查： a．認(rèn)證產(chǎn)品的結(jié)構(gòu)及參數(shù)； b．認(rèn)證產(chǎn)品現(xiàn)場指定試驗（從生產(chǎn)一致性控制計劃中選取）。 工廠檢查未發(fā)現(xiàn)不合格項，則檢查結(jié)果為合格； 工廠檢查存在不合格項，可允許整改，認(rèn)證機構(gòu)采取適當(dāng)方式對整改 結(jié)果進(jìn)行確認(rèn)。整改時間不得超過 3 個月，若逾期不能完成整改，或整改 結(jié)果不合格，檢查結(jié)果不合格。 工廠檢查發(fā)現(xiàn)生產(chǎn)一致性控制計劃的執(zhí)行情況與生產(chǎn)一致性控制計 劃存在嚴(yán)重偏差，或?qū)嶋H生產(chǎn)產(chǎn)品的結(jié)構(gòu)及參數(shù)與型式試驗樣品一致性存 在重大差異時，檢查結(jié)果不合格，終止本次檢查。 6.3 認(rèn)證評價與決定 認(rèn)證機構(gòu)對型式試驗結(jié)果、初始工廠檢查結(jié)果和有關(guān)資料/信息進(jìn)行綜 合評價，評價通過，按單元頒發(fā)認(rèn)證證書；評價不通過，認(rèn)證終止。 6.4 認(rèn)證時限 認(rèn)證機構(gòu)應(yīng)對認(rèn)證各環(huán)節(jié)的時限做出明確規(guī)定，并確保相關(guān)工作按時 限要求完成。認(rèn)證委托人須對認(rèn)證活動予以積極配合。一般情況下，自受 理認(rèn)證委托起 90 天內(nèi)向認(rèn)證委托人出具認(rèn)證證書。 6.5 已停產(chǎn)車型維修部件 其委托及認(rèn)證實施的要求見附件 3。 7 獲證后監(jiān)督 獲證后監(jiān)督是指認(rèn)證機構(gòu)對獲證產(chǎn)品及其生產(chǎn)企業(yè)實施的監(jiān)督。 認(rèn)證機構(gòu)應(yīng)結(jié)合生產(chǎn)企業(yè)分類管理和實際情況，在認(rèn)證實施細(xì)則中明 確獲證后監(jiān)督方式選擇的具體要求。 7.1 獲證后的跟蹤檢查 7.1.1 獲證后的跟蹤檢查原則 認(rèn)證機構(gòu)應(yīng)在生產(chǎn)企業(yè)分類管理的基礎(chǔ)上，對獲證產(chǎn)品及其生產(chǎn)企業(yè) 實施有效的跟蹤檢查，以驗證生產(chǎn)企業(yè)的質(zhì)量保證能力持續(xù)符合認(rèn)證要 求、確保獲證產(chǎn)品持續(xù)符合標(biāo)準(zhǔn)要求并保持與型式試驗樣品的一致性。 獲證后的跟蹤檢查應(yīng)在生產(chǎn)企業(yè)正常生產(chǎn)時，優(yōu)先選擇不預(yù)先通知被 檢查方的方式進(jìn)行。對于非連續(xù)生產(chǎn)的產(chǎn)品，認(rèn)證委托人應(yīng)向認(rèn)證機構(gòu)提 交相關(guān)生產(chǎn)計劃，便于獲證后跟蹤檢查的有效開展。 7.1.2 獲證后的跟蹤檢查內(nèi)容 認(rèn)證機構(gòu)應(yīng)在確保認(rèn)證風(fēng)險可控的原則下，按照附件 2 制定獲證后跟 蹤檢查要求的具體內(nèi)容，并在認(rèn)證實施細(xì)則中予以明確。 7.2 生產(chǎn)現(xiàn)場抽取樣品檢測或者檢查 7.2.1 生產(chǎn)現(xiàn)場抽取樣品檢測或者檢查原則 采取生產(chǎn)現(xiàn)場抽取樣品檢測或者檢查方式實施獲證后監(jiān)督的，認(rèn)證委 托人、生產(chǎn)者、生產(chǎn)企業(yè)應(yīng)予以配合。 7.2.2 生產(chǎn)現(xiàn)場抽取樣品檢測或者檢查內(nèi)容 認(rèn)證機構(gòu)應(yīng)在認(rèn)證實施細(xì)則中制定生產(chǎn)現(xiàn)場抽樣檢測或者檢查的內(nèi) 容和要求。認(rèn)證機構(gòu)應(yīng)根據(jù)企業(yè)分類原則和產(chǎn)品特點制定抽樣檢測方案， 指定人員在企業(yè)生產(chǎn)的合格品中（包括生產(chǎn)線、倉庫或口岸等）按抽樣檢 測方案抽取樣品。 如生產(chǎn)企業(yè)具備《強制性產(chǎn)品認(rèn)證實施規(guī)則 生產(chǎn)企業(yè)檢測資源及其 他認(rèn)證結(jié)果的利用要求》和認(rèn)證標(biāo)準(zhǔn)要求的檢測條件，認(rèn)證機構(gòu)可利用生 產(chǎn)企業(yè)檢測資源實施生產(chǎn)現(xiàn)場抽樣檢測（或目擊檢測），并由指定實驗室 出具檢測報告；如生產(chǎn)企業(yè)不具備上述檢測條件，應(yīng)將樣品送指定實驗室 檢測。認(rèn)證機構(gòu)應(yīng)在認(rèn)證實施細(xì)則中明確具體要求及程序。 7.3 市場抽樣檢測或者檢查 7.3.1 市場抽樣檢測或者檢查原則 采取市場抽樣檢測或者檢查方式實施監(jiān)督的，認(rèn)證委托人、生產(chǎn)者、 生產(chǎn)企業(yè)應(yīng)予以配合，并對從市場抽取的樣品予以確認(rèn)。 7.3.2 市場抽樣檢測或者檢查內(nèi)容 認(rèn)證機構(gòu)應(yīng)在認(rèn)證實施細(xì)則中制定市場抽樣檢測或者檢查的內(nèi)容和 要求。認(rèn)證機構(gòu)根據(jù)產(chǎn)品特點制定抽樣檢測方案，指定人員在市場銷售的 （包括整車廠或用戶處等）認(rèn)證產(chǎn)品中按抽樣檢測方案抽取樣品。 7.4 獲證后監(jiān)督的頻次和時間 認(rèn)證機構(gòu)應(yīng)在生產(chǎn)企業(yè)分類管理的基礎(chǔ)上，對不同類別的生產(chǎn)企業(yè)采 用不同的獲證后監(jiān)督頻次，合理確定監(jiān)督時間，但每二年至少進(jìn)行一次， 且至少包括生產(chǎn)現(xiàn)場抽取樣品檢測。具體要求應(yīng)在認(rèn)證實施細(xì)則中予以明 確。 7.5 獲證后監(jiān)督的記錄 認(rèn)證機構(gòu)應(yīng)當(dāng)對獲證后監(jiān)督全過程予以適當(dāng)記錄并歸檔留存，以保證 認(rèn)證過程和結(jié)果具有可追溯性。 7.6 獲證后監(jiān)督結(jié)果的評價 認(rèn)證機構(gòu)對跟蹤檢查的結(jié)論、抽取樣品檢測或檢查的結(jié)論和有關(guān)資料 /信息進(jìn)行綜合評價。評價通過的，可繼續(xù)保持認(rèn)證證書、使用認(rèn)證標(biāo)志； 評價不通過的，認(rèn)證機構(gòu)應(yīng)當(dāng)根據(jù)相應(yīng)情形做出暫停或者撤銷認(rèn)證證書的 處理，并予以公布。 8 認(rèn)證證書 8.1 認(rèn)證證書的保持 本規(guī)則覆蓋產(chǎn)品認(rèn)證證書的有效期為 5 年。有效期內(nèi)，證書的有效性 依賴認(rèn)證機構(gòu)的獲證后監(jiān)督獲得保持。 認(rèn)證證書有效期屆滿，需要延續(xù)使用的，認(rèn)證委托人應(yīng)當(dāng)在認(rèn)證證書 有效期屆滿前 90 天內(nèi)提出認(rèn)證委托。證書有效期內(nèi)最后一次獲證后監(jiān)督 結(jié)果合格的，認(rèn)證機構(gòu)應(yīng)直接換發(fā)新證書。 8.2 認(rèn)證證書的內(nèi)容 獲證產(chǎn)品及其銷售包裝上標(biāo)注認(rèn)證證書所含內(nèi)容的，應(yīng)當(dāng)與認(rèn)證證書 的內(nèi)容相一致。對于證書的變更應(yīng)注明變更的版本號信息以明確顯示該產(chǎn) 品的變更次數(shù)。 8.3 認(rèn)證證書的變更 獲證后，如果證書上的內(nèi)容發(fā)生變化時；或已獲證產(chǎn)品發(fā)生技術(shù)變更 （設(shè)計、結(jié)構(gòu)參數(shù)、關(guān)鍵零部件/原材料等）影響相關(guān)標(biāo)準(zhǔn)的符合性時；或 工廠因變更生產(chǎn)一致性控制計劃、生產(chǎn)條件等而可能影響生產(chǎn)一致性時； 或認(rèn)證機構(gòu)在認(rèn)證實施細(xì)則中明確的其他事項發(fā)生變更時，認(rèn)證委托人應(yīng) 向認(rèn)證機構(gòu)提出變更委托，經(jīng)認(rèn)證機構(gòu)批準(zhǔn)后，方可實施變更。 認(rèn)證機構(gòu)應(yīng)在認(rèn)證實施細(xì)則中明確認(rèn)證變更的具體要求，包括認(rèn)證變 更的范圍和程序。認(rèn)證機構(gòu)應(yīng)根據(jù)變更的內(nèi)容，對提供的資料進(jìn)行評價， 確定是否可以批準(zhǔn)變更。如需樣品檢測和/或工廠檢查，應(yīng)在檢測和/或檢 查合格后方能批準(zhǔn)變更。樣品檢測可以利用生產(chǎn)企業(yè)檢測資源，條件及要 求同本規(guī)則 7.2.2 條款。 對符合要求的，批準(zhǔn)變更。換發(fā)新證書的，新證書的編號、批準(zhǔn)有效 日期原則上保持不變，并注明變更批準(zhǔn)日期。不需換發(fā)新證書的，出具變 更確認(rèn)表，注明變更內(nèi)容以及變更批準(zhǔn)日期。 8.4 認(rèn)證證書的注銷、暫停和撤銷 認(rèn)證證書的注銷、暫停和撤銷依據(jù)《強制性產(chǎn)品認(rèn)證管理規(guī)定》和《強 制性產(chǎn)品認(rèn)證證書注銷、暫停、撤銷實施規(guī)則》及認(rèn)證機構(gòu)的有關(guān)規(guī)定執(zhí) 行。認(rèn)證機構(gòu)應(yīng)確定不符合認(rèn)證要求的產(chǎn)品類別和范圍，并采取適當(dāng)方式 對外公告被注銷、暫停、撤銷的認(rèn)證證書。 8.5 認(rèn)證證書的使用 認(rèn)證證書的使用應(yīng)符合《強制性產(chǎn)品認(rèn)證管理規(guī)定》的要求。